Form 3

Form 3 is an SEC filing filed with the US Securities and Exchange Commission to indicate a preliminary insider transaction by an officer, director, or beneficial (10%) owner of the company's securities. These are typically seen after a company IPOs when insiders make their first transactions. After a Form 3 is filed, future filings of the same nature are filed under Form 4 (standard disclosure) or Form 5 (annual disclosure).

External links

This article is issued from Wikipedia - version of the 7/14/2012. The text is available under the Creative Commons Attribution/Share Alike but additional terms may apply for the media files.